UCAP Americas is part of UCAP Group, an alliance of international banking, investment advisory, structured finance and brokerage firms focused on solutions for global investors and their trusted advisors.

We work together to service our clients internationally. Each alliance member is registered and regulated as required in its home country. Our aim is to provide innovative solutions in a world where corporate control across countries have made global banks inflexible and bureaucratic, leading to arbitrary policies detrimental to clients and their advisors.


UCAP Americas provides securities brokerage through UCAP Securities, LLC, and investment advisory services through UCAP Asset Management, LLC in the United States of America.

Our clients demand institutional pricing, professional due diligence and specialists who are comfortable in a global environment. Through our allied partners; including Capital Union Bank, we support principal protection strategies, credit opportunities, asset protection and tax optimization support.

We enjoy valued institutional relationships that provide our clients with custody and lending solutions on a preferred basis.


We provide our global clients with a flexible open architecture comprised of global custody solutions, unlimited market access, investment advisory and outstanding service.
We build long-term partnerships with family offices, asset managers and private bankers who share our entrepreneurial spirit and understand the benefits of being independent. We see great value in sharing our global expertise to help advisors achieve and exceed clients’ objectives.


Our clients enjoy full international execution, clearing and custody options.
We execute all liquid asset classes including equities, options, bonds, emerging market debt, mutual funds, and ETF’s. Our allied partners are leaders in structured notes, exchange traded notes, and private fund vehicles.


We are led by managers with international experience who have successfully managed businesses across the developed and developing world. Our team is comfortable working with global clients to assess opportunities and provide solutions within the international regulatory framework.

Our advisors and employees have international experience, integrity, and years of experience in managing client relationships.

We understand the needs of global clients and seek to partner with advisors who share the same values.



1221 Brickell Ave. Suite 2040
Miami, FL 33131